SEC / FINRA: Securities and Exchange Commission and FINRA
United States · Tier 1
About SEC / FINRA
US securities broker-dealers register with the SEC and are members of FINRA. Customer securities accounts are covered by SIPC up to $500,000 (including $250,000 cash) if a member firm fails.
Brokers licensed by SEC / FINRA (1)
| Broker | Licensed entity | Licence no. | Status | Score |
|---|---|---|---|---|
| Interactive Brokers | Interactive Brokers LLC | Not stated | Disclosed by broker | 10.0 |