SEC / FINRA: Securities and Exchange Commission and FINRA

United States · ティア1

SEC / FINRAについて

US securities broker-dealers register with the SEC and are members of FINRA. Customer securities accounts are covered by SIPC up to $500,000 (including $250,000 cash) if a member firm fails.

SEC / FINRAのライセンスを持つブローカー(1)

ブローカーライセンス保有会社ライセンス番号状態スコア
Interactive BrokersInteractive Brokers LLC記載なしブローカーが開示10.0