Reguladores

Os reguladores financeiros que licenciam as corretoras que acompanhamos, agrupados pelo nível de proteção ao investidor de varejo.

Nível 1

Os reguladores mais rigorosos: limites de alavancagem, proteção contra saldo negativo, exigências de capital e, na maioria dos casos, fundo de compensação.

FCA
Financial Conduct AuthorityUnited Kingdom · 23 corretoras
ASIC
Australian Securities and Investments CommissionAustralia · 20 corretoras
MAS
Monetary Authority of SingaporeSingapore · 8 corretoras
BaFin
Federal Financial Supervisory AuthorityGermany · 4 corretoras
CIRO
Canadian Investment Regulatory OrganizationCanada · 4 corretoras
FINMA
Swiss Financial Market Supervisory AuthoritySwitzerland · 4 corretoras
JFSA
Financial Services AgencyJapan · 4 corretoras
SFC
Securities and Futures CommissionHong Kong · 3 corretoras
CBI
Central Bank of IrelandIreland · 2 corretoras
NFA
National Futures Association and Commodity Futures Trading CommissionUnited States · 2 corretoras
CSSF
Commission de Surveillance du Secteur FinancierLuxembourg (EU) · 1 corretora
DK FSA
Danish Financial Supervisory AuthorityDenmark · 1 corretora
SEC
Securities and Exchange Commission and FINRAUnited States · 1 corretora

Nível 2

Reguladores sólidos, muitas vezes com regras da UE ou semelhantes, mas com fundos de compensação menores ou menos histórico de punições.

CySEC
Cyprus Securities and Exchange CommissionCyprus (EU) · 20 corretoras
FSCA
Financial Sector Conduct AuthoritySouth Africa · 11 corretoras
DFSA
Dubai Financial Services AuthorityUAE (DIFC) · 6 corretoras
FMA
Financial Markets AuthorityNew Zealand · 4 corretoras
FSRA
Financial Services Regulatory Authority (ADGM)UAE (Abu Dhabi) · 2 corretoras
CMA AE
Capital Market Authority (formerly SCA)United Arab Emirates · 1 corretora
EFSA
Finantsinspektsioon (Estonian Financial Supervision Authority)Estonia (EU) · 1 corretora
FSC BG
Financial Supervision CommissionBulgaria (EU) · 1 corretora
ISA
Israel Securities AuthorityIsrael · 1 corretora
KNF
Polish Financial Supervision AuthorityPoland (EU) · 1 corretora
LV
Bank of Latvia (Latvijas Banka)Latvia (EU) · 1 corretora
MFSA
Malta Financial Services AuthorityMalta (EU) · 1 corretora

Nível 3

Reguladores com regras de proteção ao varejo mais leves.

CMA KE
Capital Markets AuthorityKenya · 6 corretoras
BMA
Bermuda Monetary AuthorityBermuda · 0 corretora

Offshore

Jurisdições pouco exigentes. Licença fácil de obter, geralmente sem limite de alavancagem nem fundo de compensação.

FSA SC
Financial Services Authority SeychellesSeychelles · 13 corretoras
SCB
Securities Commission of The BahamasBahamas · 5 corretoras
FSC MU
Financial Services CommissionMauritius · 4 corretoras
BVI FSC
British Virgin Islands Financial Services CommissionBritish Virgin Islands · 3 corretoras
CIMA
Cayman Islands Monetary AuthorityCayman Islands · 3 corretoras
CBCS
Central Bank of Curaçao and Sint MaartenCuraçao · 1 corretora
FSC BZ
Financial Services CommissionBelize · 1 corretora
LFSA
Labuan Financial Services AuthorityMalaysia (Labuan offshore) · 1 corretora
VFSC
Vanuatu Financial Services CommissionVanuatu · 1 corretora